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RII40120 - Certificate IV in Surface Extraction Operations

  • RII - Resources and Infrastructure Industry
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  • RII - CERTIFICATE IV QUALIFICATIONS
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  • RII40120 - Certificate IV in Surface Extraction Operations

​RII40120 - Certificate IV in Surface Extraction Operations

This qualification reflects the role of individuals such as supervisors and team leaders working open cut mines or quarries. They perform tasks involving a broad range of varied activities, most of which are complex and non-routine. They are responsible for the quantity and quality of the output of others, contribute to the development of technical solutions to non-routine problems and apply safety management plans to the workplace.
Licensing, legislative, regulatory or certification considerations
Licensing, legislative and certification requirements that apply to this qualification can vary between states, territories, and industry sectors. Users must check requirements with relevant body before applying the qualification.
Entry Requirements
Nil
Packaging Rules
The following provides the packaging rules for this qualification, followed by the list of relevant units of competency.
Total number of units = 13
4 core units
  plus
9 elective units,  of which:
  • 1 must be from Group A
  • at least 2 must be from Group B
  • no more than 4 may be from Group C
  • no more than 1 may be from Group D
  • no more than 2 may be from elsewhere in this or any other currently endorsed training package, or from an accredited course.
Elective units must be relevant to the work environment and the qualification, maintain the overall integrity of the AQF alignment, not duplicate the outcome of another unit chosen for the qualification, and contribute to a valid industry-supported vocational outcome.
The elective bank contains both licensed and non-licensed units of competency relating to high risk work in the resources and infrastructure industry. To be appointed under any statutory requirements in related roles, units of competency should be selected to meet the state/territory licensing requirements.
There are no prerequisites to imported units listed in this qualification. Where a unit is imported as an elective care must be taken to ensure that all prerequisites specified are complied with.
Core units of competency 
Unit code                      Unit title 
RIICOM301E               Communicate information
RIIENV302E                Apply environmentally sustainable work practices
RIIGOV401E               Apply, monitor and report on compliance systems
RIIRIS401E                  Apply site risk management system

Electives
Group A
Unit code                     Unit title 
BSBWHS411             Implement and monitor WHS policies, procedures and programs
RIIWHS402E              Examine and maintain mine safety
Group B
Unit code                    Unit title 

RIIARO401                 Supervise autonomous operations
RIIBLA401E               Manage blasting operations
RIIERR302E              Respond to local emergencies and incidents 
RIIERR401E              Apply and monitor emergency preparedness and response systems in surface operations
RIIMEX401D             Apply pit plan
RIIMEX402E             Supervise dredging operations
RIIMEX404E             Apply and monitor systems for stable mining
RIIMEX405E             Apply and monitor systems and methods of surface coal mining
RIIMEX407               Apply and monitor the ground control management plan
RIIMEX408               Supervise overburden dump operations
RIIMPO401D           Supervise mobile plant operations
RIIMPO403D           Monitor interaction of heavy and light vehicles and mining equipment
RIIPRO401D            Supervise processing operations
RIIPRO402D            Supervise recycled materials operations
RIIRAI401D              Apply and monitor mine services and infrastructure systems
RIIRAI402D              Apply and monitor site plant and resource management plan
RIISRM401D           Apply and monitor the site stockpile management plan
RIISTD401               Monitor quarry laboratory operations and the quality of results
RIIWBP401D          Apply and monitor site waste and by-products management plan
RIIWMG401D         Apply and monitor the site water management plan
Group C
Unit code                 Unit title 

BSBESB401           Research and develop business plans
BSBESB403           Plan finances for new business ventures
BSBESB404           Market new business ventures
BSBFIN401             Report on financial activity
BSBHRM413          Support the learning and development of teams and individuals
BSBINS402             Coordinate workplace information systems
BSBLDR411           Demonstrate leadership in the workplace
BSBOPS402          Coordinate business operational plans
BSBOPS404          Implement customer service strategies
BSBPEF402           Develop personal work priorities
BSBWHS521         Ensure a safe workplace for a work area
ICTICT312              Use advanced features of applications
RIIBLA301E           Conduct surface shotfiring operations
RIIBLA402E           Monitor and control the effects of blasting on the environment
RIICCR401E          Develop and maintain positive community relations
RIIENV401E          Supervise dust and noise control
RIIERR201E          Conduct fire team operations
RIIERR301E          Respond to work site incidents
RIIERR403E          Lead rescue teams
RIIERR406            Provide support for rescue operations
RIILAT402E          Provide leadership in the supervision of diverse work teams
RIIQUA401E        Apply a quality management system on site
RIIRIS301E           Apply risk management processes
RIIRIS403D          Manage and coordinate spill response
RIIRIS501E           Implement and maintain management systems to control risk
RIISAM401E        Apply site plant, equipment and infrastructure maintenance management plans
RIISAM403E        Commission/recommission plant
RIIWHS301E       Conduct safety and health investigations
RIIWHS401E       Supervise work in confined spaces
TAEASS301        Contribute to assessment
TAEASS401        Plan assessment activities and processes
TAEASS402        Assess competence
TAEASS403        Participate in assessment validation
TAEDEL301        Provide work skill instruction
Group D
Unit code              Unit title 

HLTAID011           Provide first aid
RIIERR205D        Apply initial response First Aid

Qualification Mapping Information
Supersedes and is equivalent to RII40115 Certificate IV in Surface Extraction Operations.

RII40120 - Certificate IV in Surface Extraction Operations

HLTAID011 Provide First Aid
A$1,275.00
A$1,275.00
RIIERR302E - Respond to local emergencies and incidents
A$590.62
A$590.62
RIIERR205D - Apply initial response First Aid
A$590.62
A$590.62
BSBESB401 - Research and develop business plans
A$590.62
A$590.62
RIIBLA201E - Support shotfiring operations
A$590.62
A$590.62
RIIBLA301E - Conduct surface shotfiring operations
A$590.62
A$590.62
RIIBLA401E - Manage blasting operations
A$590.62
A$590.62
RIIBLA402E - Monitor and control the effects of blasting on the environment
A$590.62
A$590.62
RIIENV302E - Apply environmentally sustainable work practices
A$590.62
A$590.62
RIIENV401E - Supervise dust and noise control
A$590.62
A$590.62
RIIERR201E - Conduct fire team operations
A$590.62
A$590.62
RIIERR301E - Respond to mine incident
A$590.62
A$590.62
RIIERR401E - Apply and monitor emergency preparedness and response systems in surface operations
A$590.62
A$590.62
RIIERR403E - Lead rescue teams
A$590.62
A$590.62
RIIERR405 - Control emergencies and critical situations
A$590.62
A$590.62
RIIERR406 - Provide support for rescue operations
A$590.62
A$590.62
RIIMEX303 - Conduct local geotechnical risk control in surface operations
A$590.62
A$590.62
RIIMEX401D - Apply pit plan
A$590.62
A$590.62
RIIMEX402E - Supervise dredging operations
A$590.62
A$590.62
RIIMEX404E - Apply and monitor systems for stable mining
A$590.62
A$590.62
RIIMEX405E - Apply and monitor systems and methods of surface coal mining
A$590.62
A$590.62
RIIMEX407 - Apply and monitor the ground control management plan
A$590.62
A$590.62
RIIMEX408 - Supervise overburden dump operations
A$590.62
A$590.62
RIIMEX502D - Implement systems and methods of mining
A$590.62
A$590.62
RIIMPO401D - Supervise mobile plant operations
A$590.62
A$590.62
RIIMPO403D - Monitor interaction of heavy and light vehicles and mining equipment
A$590.62
A$590.62
RIIPRO401D - Supervise processing operations
A$590.62
A$590.62
RIIPRO402D - Supervise recycled materials operations
A$590.62
A$590.62
RIISAM403E - Commission/recommission plant
A$590.62
A$590.62
BSBESB403 - Plan finances for new business ventures
A$590.62
A$590.62
BSBESB404 - Market new business ventures
A$590.62
A$590.62
BSBFIN401 - Report on financial activity
A$643.75
A$643.75
BSBHRM413 - Support the learning and development of teams and individuals
A$590.62
A$590.62
BSBINS402 - Coordinate workplace information systems
A$590.62
A$590.62
BSBLDR411 - Demonstrate leadership in the workplace
A$590.62
A$590.62
RIIARO401 - Supervise autonomous operations
A$613.12
A$613.12
RIICOM301E - Communicate information
A$590.62
A$590.62
RIIRIS301E - Apply risk management processes
A$590.62
A$590.62
Copyright 2025 - Real Learning Solutions Pty Ltd
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        • Alcoholism and Alcohol Dependency
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      • Thought leadership
      • Training Blog
      • Wellness Blog
  • Links
    • Anatomy and Physiology >
      • Chemistry of life
      • The Heart
    • Adult Literacy Resources
    • Individual Care Resources
    • Childcare Resources >
      • Your Child's Development >
        • Birth to 4 months
        • 4 to 8 months
        • 8 - 12 Months
        • 1 to 2 Years
        • 2 to 3 Years
        • 3 to 5 Years
    • Counselling Links
    • Counsellor Resources >
      • Aerosol Spray Addiction
      • Ambien
      • Alcohol
      • Alzheimer's Disease
      • Anxiety Panic Attacks/Disorder
      • Asperger's Syndrome
      • Autism
      • Borderline Personality Disorder
      • Brain
      • Breast Cancer Resources
      • Bulimia Nervosa
      • Cancer General
      • Caregivers and Caring
      • Charitable Organisations
      • Child Abuse >
        • Relationships, General
      • Churches
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      • Crime Survivors
      • Dementia
      • Depression
      • Diabetes
      • Divorce
      • Domestic Violence >
        • DV - ACT
        • DV - NSW
        • DV - NORTHERN TERRITORY
        • DV - QUEENSLAND
        • DV - SOUTH AUSTRALIA
        • DV - TASMANIA
        • DV - VICTORIA
        • DV - WESTERN AUSTRALIA
      • DNA Testing
      • Dyslexia
      • Eating Disorders
      • Face Blindness
      • Families
      • Gambling
      • Gay and Lesbian
      • Grief
      • Grief from loss of an animal companion
      • Group Dynamics Counselling
      • Healthcare Online
      • HIV/AIDS
      • Homelessness
      • Incest
      • Indigenous Mental Health
      • Indigenous Portal
      • Legal Services
      • Mental Health, General
      • Meditation
      • Music Therapy
      • Near Death Experiences (NDE)
      • Narcissistic Personality Disorder
      • OCD
      • Other National Support Services
      • Parenting/Children
      • Personality Disorder
      • Pharmaceutical Benefits
      • Pituitary
      • Post-Traumatic Stress Disorder (PTSD)
      • Rape
      • Reiki
      • Relaxation
      • Schizophrenia
      • Self-Harm/Injury
      • Self-Help Mental health therapy programs
      • Seniors
      • Sexual Violence
      • Stockholm Syndrome
      • Substance Abuse
      • Teenagers/Young Adults
      • Transgender
      • Vietnam Veterans
      • Women's Wellbeing
      • Miscellaneous
    • Risk Management >
      • Risk Management Policy
      • Sample Risk Management Register
      • Risk management for treasurers
      • Why implement a risk management program